DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Patrick Jack
Feed of 09/15/2026
At current firm
0 y
since Mar 4, 2026
In the industry
31 y
since Jan 10, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ashton Thomas Private Wealth independent RIA currentsince Mar 4, 2026 · Scottsdale, Az
- Bcg Securities, Inc. independent RIAJan 24, 2017 to Sep 9, 2021 · Scottsdale, Az
- Pinnacle Peak Private Client Group, LLC independent RIAFeb 5, 2016 to Apr 8, 2026 · Scottsdale, Az
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Feb 10, 2016 · Scottsdale, Az
- Ameriprise Advisor Services, Inc. unclassifiedNov 13, 2006 to Oct 5, 2009 · Sun City, Az
Moves
a registration end followed by a registration begin elsewhere
- Pinnacle Peak Private Client Group, LLC to Bcg Securities, Inc.left Apr 8, 2026, registered Jan 24, 2017 (-3361 days) · Other
- Bcg Securities, Inc. to Ashton Thomas Private Wealthleft Sep 9, 2021, registered Mar 4, 2026 (1637 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Ameriprise Financial Services, LLC to Pinnacle Peak Private Client Group, LLCleft Feb 10, 2016, registered Feb 5, 2016 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
- Brian Patrick Jack left Pinnacle Peak Private Client Group, Llc for Bcg Securities, Inc. (registered 2017-01-24)Apr 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address