DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Pamela Sue Ghezzi

Osaic Wealth, Inc.BD affiliatedOrlando, Fl dual registrantIAPD 2574193

Feed of 09/15/2026

Also filed as Pamela Ghezzi Mosure

At current firm

0 y

since Mar 17, 2026

In the industry

26 y

since Apr 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Mar 17, 2026 · Orlando, Fl
Kovack Advisors, Inc. BD affiliated
May 9, 2017 to Feb 26, 2026 · Altamonte Springs, Fl
Osaic Fs, Inc. former
Apr 10, 2015 to May 15, 2017 · Orlando, Fl
Sequoia Financial Group, L.L.C. independent RIA
Nov 7, 2011 to Mar 10, 2015 · Lake Mary, Fl
Valmark Advisers, Inc. BD affiliated
Oct 31, 2011 to Mar 2, 2015 · Lake Mary, Fl
Fmr Wealth Management, LLC unclassified
Jun 20, 2008 to Mar 23, 2012 · Altamonte Springs, Fl
Osaic Fs, Inc. former
Mar 27, 2006 to Sep 23, 2008 · Winter Park, Fl
Independent Advisers Group Corp former
May 7, 2001 to Mar 30, 2006 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

Kovack Advisors, Inc. to Osaic Wealth, Inc.
left Feb 26, 2026, registered Mar 17, 2026 (19 days) · Affiliated broker-dealer or bank to another
Osaic Fs, Inc. to Kovack Advisors, Inc.
left May 15, 2017, registered May 9, 2017 (-6 days) · Other
Sequoia Financial Group, L.L.C. to Osaic Fs, Inc.
left Mar 10, 2015, registered Apr 10, 2015 (31 days) · Other
Valmark Advisers, Inc. to Sequoia Financial Group, L.L.C.
left Mar 2, 2015, registered Nov 7, 2011 (-1211 days) · Other
Fmr Wealth Management, LLC to Valmark Advisers, Inc.
left Mar 23, 2012, registered Oct 31, 2011 (-144 days) · Other
Osaic Fs, Inc. to Fmr Wealth Management, LLC
left Sep 23, 2008, registered Jun 20, 2008 (-95 days) · Other
Independent Advisers Group Corp to Osaic Fs, Inc.
left Mar 30, 2006, registered Mar 27, 2006 (-3 days) · Other

Signals

Pamela Sue Ghezzi left Kovack Advisors, Inc. for Osaic Wealth, Inc. (registered 2026-03-17)
Feb 26, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address