N••••• D••• M••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 16, 2023 · Downey, Id
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jul 13, 2010 to Nov 16, 2023 · Clearfield, Ut
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 3, 2010 · Ogden, Ut
• C•••••••• G••••• M•••••• I••• BD affiliated
  Dec 17, 2004 to Jun 1, 2009 · Ogden, Ut

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Nov 16, 2023, registered Nov 16, 2023 (0 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 3, 2010, registered Jul 13, 2010 (40 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Nov 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address