RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••••• F•••••••• independent RIA currentsince Oct 31, 2017 · Iselin, Nj
- A•••••••• C•••••• M••••••••• independent RIAAug 18, 2014 to Nov 15, 2017 · Woodbridge, Nj
- S••••• F•••••••• G•••• I•• formerApr 28, 2011 to Sep 4, 2012 · New York, Ny
- A•••••••• C•••••• M••••••••• to B•••••• F••••••••left Nov 15, 2017, registered Oct 31, 2017 (-15 days) · Other
- S••••• F•••••••• G•••• I•• to A•••••••• C•••••• M•••••••••left Sep 4, 2012, registered Aug 18, 2014 (713 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address