DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• F••••••••
Legal name B•••••• C•••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 22, 2023 · 6 filings
SEC status approved since Jul 21, 2023
RAUM
$212M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$212M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$35.3M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$212M as of Mar 31, 2026
Mar 29, 2024$170M then
HNW client RAUM$88.5M as of Mar 31, 2026
Mar 29, 2024$73.3M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 29, 20247 then
Employees (5.A)12 as of Mar 31, 2026
Mar 29, 202410 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $35.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $247,404derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$124M58%
- High-net-worth individuals$88.5M42%
- Individual clients
- 400reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 857reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• R••• Z•••• | Iselin, Nj | Oct 31, 2017 | 18 y | 2 |
| A••• D•••• S•••••• | Iselin, Nj | Jun 29, 2021 | 19 y | 0 |
| L•••• B• W•••••••• | Iselin, Nj | Mar 9, 2023 | 16 y | 1 |
| A•••• J••••••••• P••••Chartered Financial Analyst | Iselin, Nj | Jan 1, 2025 | 21 y | 4 |
| M•••••• P•••• S•••••• | Iselin, Nj | Jan 3, 2025 | 22 y | 1 |
| S•••••• M••••••• | Iselin, Nj | Jan 6, 2025 | 20 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• M••••••• from E•••••••• A•••••••• L••Jan 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• P•••• S•••••• from S••••• O• A•••••• M••••••••• C•••Jan 3, 2025 · Other
- A•••• J••••••••• P•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- L•••• B• W•••••••• from C••••• I••••••••• A••••••• L••Mar 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- R•••••• R••• Z•••• from A•••••••• C•••••• M•••••••••Oct 31, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z••••• R••••••• R••• · President And Chief Compliance Officercontrolsince 04/2006 · owns 75% or more
Related persons
Schedule D 7.A
- B•••••• F•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Iselin, Nj · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 817 to 857Mar 7, 2025 to Mar 31, 2026
- Advisory employees · 6 to 7Mar 7, 2025 to Mar 31, 2026
- HNW clients · 33 to 39Mar 7, 2025 to Mar 31, 2026
- Individual clients · 374 to 400Mar 7, 2025 to Mar 31, 2026
- Assets in custody · $110M to $89.2MMar 7, 2025 to Mar 31, 2026
- Employees · 10 to 12Mar 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $179M to $210MMar 7, 2025 to Mar 31, 2026
- HNW RAUM · $75.5M to $88.5MMar 7, 2025 to Mar 31, 2026
- Individual RAUM · $105M to $124MMar 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.3M to $2.5MMar 7, 2025 to Mar 31, 2026
- RAUM · $181M to $212MMar 7, 2025 to Mar 31, 2026
- Accounts · 759 to 817Mar 31, 2024 to Mar 7, 2025
- Advisory employees · 9 to 6Mar 31, 2024 to Mar 7, 2025
- Advisory activities · 3 to 2Mar 31, 2024 to Mar 7, 2025
- Business name · B•••••• C•••••• G••••• L•• to B•••••• F••••••••Mar 31, 2024 to Mar 7, 2025
- HNW clients · 32 to 33Mar 31, 2024 to Mar 7, 2025
- Individual clients · 348 to 374Mar 31, 2024 to Mar 7, 2025
- Assets in custody · $0 to $110MMar 31, 2024 to Mar 7, 2025
- Financial planning clients · 26-50 to 26-50Mar 31, 2024 to Mar 7, 2025
- State-registered IARs · 7 to 6Mar 31, 2024 to Mar 7, 2025
- Discretionary RAUM · $170M to $179MMar 31, 2024 to Mar 7, 2025
- HNW RAUM · $73.3M to $75.5MMar 31, 2024 to Mar 7, 2025
- Individual RAUM · $97.1M to $105MMar 31, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $1,849 to $2.3MMar 31, 2024 to Mar 7, 2025
- RAUM · $170M to $181MMar 31, 2024 to Mar 7, 2025
- Accounts · 675 to 759Aug 4, 2023 to Mar 29, 2024
- HNW clients · 20 to 32Aug 4, 2023 to Mar 29, 2024
- Individual clients · 655 to 348Aug 4, 2023 to Mar 29, 2024
- Discretionary RAUM · $116M to $170MAug 4, 2023 to Mar 29, 2024
- HNW RAUM · $41.8M to $73.3MAug 4, 2023 to Mar 29, 2024
- Individual RAUM · $75.6M to $97.1MAug 4, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.8M to $1,849Aug 4, 2023 to Mar 29, 2024
- RAUM · $117M to $170MAug 4, 2023 to Mar 29, 2024
Signals
1 dated events
- B•••••• C•••••• G••••• L•• filed its initial SEC registration (Form ADV)Jun 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bravias-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-702-2600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026