P••• J• G••

J••• M••••• S••••••••• L••wirehouseNew York, Ny dual registrantIAPD 2579784

Feed of 09/14/2026

Also filed as P••• J••••••• G••

At current firm

0 y

since Apr 20, 2026

In the industry

27 y

since Jul 30, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 20, 2026 · Dallas, Tx
M••••• S•••••• wirehouse
Jul 1, 2016 to Mar 9, 2026 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 3, 2004 to Apr 30, 2009 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to J••• M••••• S••••••••• L••
left Mar 9, 2026, registered Apr 20, 2026 (42 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Apr 30, 2009, registered Jul 1, 2016 (2619 days) · Wirehouse to wirehouse

Signals

••• Locked
Mar 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address