DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• V••••• L•••••••••

L••••••••• W••••• A•••••••state registeredConroe, TxIA-onlyIAPD 2580184

Feed of 09/14/2026

Also filed as Brad L•••••••••

At current firm

1 y

since Sep 10, 2025

In the industry

25 y

since May 9, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••••••• W••••• A••••••• state registered current
since Sep 10, 2025 · Conroe, Tx
O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to May 13, 2025 · The Woodlands, Tx
S•••••••• F••••••••• I••• former
Jun 4, 2021 to Sep 1, 2023 · The Woodlands, Tx
W•••• F•••• A••••••• wirehouse
Nov 17, 2017 to Jun 10, 2021 · Austin, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 10, 2012 to Nov 9, 2017 · Bryan, Tx
C•••••• G••••••• W••••• M••••••••• L•• former
Jan 19, 2011 to Apr 11, 2012 · Miami, Fl
A••••••• A•••• M••••••••• I••• mixed wealth
Aug 1, 2006 to Mar 18, 2010 · Monument, Co
B•••••••• A•••• M••••••••• I••• unclassified
Oct 8, 2004 to Dec 31, 2010 · Castroville, Tx
C••••••• I••••••••• S••••••• unclassified
Jan 6, 2004 to Jun 30, 2004 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L••••••••• W••••• A•••••••
left May 13, 2025, registered Sep 10, 2025 (120 days) · Affiliated broker-dealer or bank to a state-registered adviser
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S•••••••• F••••••••• I•••
left Jun 10, 2021, registered Jun 4, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Nov 9, 2017, registered Nov 17, 2017 (8 days) · Other
C•••••• G••••••• W••••• M••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Apr 11, 2012, registered Apr 10, 2012 (-1 days) · Other
B•••••••• A•••• M••••••••• I••• to A••••••• A•••• M••••••••• I•••
left Dec 31, 2010, registered Aug 1, 2006 (-1613 days) · Other
A••••••• A•••• M••••••••• I••• to C•••••• G••••••• W••••• M••••••••• L••
left Mar 18, 2010, registered Jan 19, 2011 (307 days) · Other
C••••••• I••••••••• S••••••• to B•••••••• A•••• M••••••••• I•••
left Jun 30, 2004, registered Oct 8, 2004 (100 days) · Other

Signals

B•••••• V••••• L••••••••• left O•••• W•••••• I••• for L••••••••• W••••• A••••••• (registered 2025-09-10)
May 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address