RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Baltimore, Md
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• H• B•••• I••• former
  Jul 1, 2011 to Apr 1, 2021 · Lutherville, Md
• S•••••• N••••••• • C••••••• I••••••••• national BD
  Dec 5, 2008 to Jul 6, 2011 · Hunt Valley, Md
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Dec 15, 2008 · Hunt Valley, Md
• A• G• E•••••• • S•••• I••• unclassified
  Sep 18, 2000 to Jan 1, 2008 · Hunt Valley, Md

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• S•••••• N••••••• • C••••••• I••••••••• to H• B•••• I•••
  left Jul 6, 2011, registered Jul 1, 2011 (-5 days) · Other
• W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
  left Dec 15, 2008, registered Dec 5, 2008 (-10 days) · Wirehouse to affiliated broker-dealer or bank
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address