DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S• R••••

S•••••••• A••••••• L••national BDDeer Park, Il dual registrantIAPD 2584878

Feed of 09/14/2026

Also filed as Matt S R••••

At current firm

1 y

since Mar 31, 2025

In the industry

21 y

since Feb 2, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Deer Park, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 9, 2022 to Mar 31, 2025 · Deer Park, Il
M•••• C••••••• A••••••• S•••••• BD affiliated
Jan 5, 2022 to Jun 13, 2022 · Wilmington, Nc
T• A••••••••• I••• former
Feb 27, 2018 to Jan 11, 2021 · Barrington, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Dec 31, 2020 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Sep 15, 2016 to Feb 26, 2018 · Saint Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
May 8, 2006 to Nov 10, 2014 · Northbrook, Il
T• A••••••••• I••• former
Apr 12, 2006 to Nov 10, 2014 · Northbrook, Il
A••••• F•••••••• S••••••••• L•• unclassified
Feb 3, 2005 to Apr 3, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M•••• C••••••• A••••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 13, 2022, registered Sep 9, 2022 (88 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to M•••• C••••••• A••••••• S••••••
left Jan 11, 2021, registered Jan 5, 2022 (359 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 10, 2014, registered May 8, 2006 (-3108 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Nov 10, 2014, registered Sep 15, 2016 (675 days) · Other
A••••• F•••••••• S••••••••• L•• to T• A••••••••• I•••
left Apr 3, 2006, registered Apr 12, 2006 (9 days) · Other

Signals

M•••••• S• R•••• left M•••• C••••••• A••••••• S•••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-09-09)
Jun 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address