RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• H•••• H•••••••
- D••• H••• A•••••••• I••• i••••••••• wealth currentsince May 19, 2021 · Kingwood, Tx
- H••••• I••••••••• M••••••••• L•• i••••••••• wealthAug 10, 2020 to May 14, 2021 · San Antonio, Tx
- D••• H••• A•••••••• I••• i••••••••• wealthFeb 15, 2018 to Aug 5, 2020 · San Antonio, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedAug 20, 2009 to Mar 12, 2018 · Arlington, Tx
- W•••• F•••• A••••••• wirehouseDec 10, 2004 to Aug 17, 2009 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseOct 27, 2000 to Dec 17, 2004 · Dallas, Tx
- H••••• I••••••••• M••••••••• L•• to D••• H••• A•••••••• I•••left May 14, 2021, registered May 19, 2021 (5 days) · RIA to RIA
- D••• H••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Aug 5, 2020, registered Aug 10, 2020 (5 days) · RIA to RIA
- M••••••• I••••••••• N•••••• I••• to D••• H••• A•••••••• I•••left Mar 12, 2018, registered Feb 15, 2018 (-25 days) · Other
- W•••• F•••• A••••••• to M••••••• I••••••••• N•••••• I•••left Aug 17, 2009, registered Aug 20, 2009 (3 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 17, 2004, registered Dec 10, 2004 (-7 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address