RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• E••••• B•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2022 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 14, 2022 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 19, 2003 to Oct 1, 2012 · New York, Ny
- S••••• F•••••••• R•••••••• I•• formerJun 6, 2002 to Dec 10, 2002 · Parsippany, Nj
- S••••• E••••••• I•• formerMay 23, 2002 to Dec 10, 2002 · Parsippany, Nj
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 14, 2022, registered Apr 13, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• R•••••••• I•• to C•••• I••••••••• S••••••• C••••left Dec 10, 2002, registered Sep 19, 2003 (283 days) · Other
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left Dec 10, 2002, registered Jun 6, 2002 (-187 days) · Other
- M••••• E••••• B••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-04-13)Apr 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address