DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rakesh Bira Chopra

LPL Financial LLCBD affiliatedSeattle, Wa dual registrantIAPD 2587533

Feed of 09/15/2026

Also filed as Rakesh B Chopra

At current firm

0 y

since May 18, 2026

In the industry

31 y

since Feb 17, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 18, 2026 · Kent, Wa
Charles Schwab & Co., Inc. national BD
Jan 25, 2022 to May 20, 2026 · Seattle, Wa
Td Ameritrade Investment Management, LLC former
May 4, 2018 to Sep 7, 2023 · Tacoma, Wa
Td Ameritrade, Inc. former
May 4, 2018 to Oct 14, 2022 · Tacoma, Wa
Cetera Investment Advisers LLC BD affiliated
Oct 4, 2016 to Apr 13, 2018 · Federal Way, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 12, 2014 to Oct 18, 2016 · Seattle, Wa
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jul 24, 2013 · University Place, Wa
Chase Investment Services Corp. former
Mar 17, 2011 to Oct 1, 2012 · Federal Way, Wa
Ameriprise Advisor Services, Inc. unclassified
Jul 17, 2006 to May 22, 2008 · Tacoma, Wa
Edward Jones national BD
Aug 12, 2005 to Jul 14, 2006 · Graham, Wa
Piper Sandler & Co. institutional
Nov 15, 2004 to Jul 21, 2005 · Tacoma, Wa
Td Ameritrade, Inc. former
Sep 11, 2003 to Nov 10, 2004 · Tacoma, Wa

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to LPL Financial LLC
left May 20, 2026, registered May 18, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.
left Sep 7, 2023, registered Jan 25, 2022 (-590 days) · corporate re-registration, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Oct 14, 2022, registered May 4, 2018 (-1624 days) · corporate re-registration, not a move
Cetera Investment Advisers LLC to Td Ameritrade, Inc.
left Apr 13, 2018, registered May 4, 2018 (21 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Advisers LLC
left Oct 18, 2016, registered Oct 4, 2016 (-14 days) · Other
J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jul 24, 2013, registered Aug 12, 2014 (384 days) · Wirehouse to wirehouse
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Ameriprise Advisor Services, Inc. to Chase Investment Services Corp.
left May 22, 2008, registered Mar 17, 2011 (1029 days) · Other
Edward Jones to Ameriprise Advisor Services, Inc.
left Jul 14, 2006, registered Jul 17, 2006 (3 days) · Other
Piper Sandler & Co. to Edward Jones
left Jul 21, 2005, registered Aug 12, 2005 (22 days) · Other
Td Ameritrade, Inc. to Piper Sandler & Co.
left Nov 10, 2004, registered Nov 15, 2004 (5 days) · Other

Signals

Rakesh Bira Chopra left Charles Schwab & Co., Inc. for Lpl Financial Llc (registered 2026-05-18)
May 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address