RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Baton Rouge, La
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• H• B•••• I••• former
  Feb 28, 2020 to Apr 1, 2021 · Rockville, Md
• N••• F•••••••• G••••• I••• former
  Jan 13, 2015 to Mar 3, 2020 · Houston, Tx
• H•• A••••••• S••••••• L•• independent RIA
  Aug 28, 2014 to Jan 6, 2015 · Zachary, La
• H•• A••••••• S••••••• L•• independent RIA
  Apr 6, 2009 to Jul 26, 2012 · Middletown, Ct

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• N••• F•••••••• G••••• I••• to H• B•••• I•••
  left Mar 3, 2020, registered Feb 28, 2020 (-4 days) · Affiliated broker-dealer or bank to another
• H•• A••••••• S••••••• L•• to N••• F•••••••• G••••• I•••
  left Jan 6, 2015, registered Jan 13, 2015 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address