DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paula K. Earll
Feed of 09/14/2026
Also filed as Paula Kay Earle
At current firm
13 y
since Oct 1, 2012
In the industry
31 y
since May 2, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 1, 2012 · Port St. Lucie, Fl
- Chase Investment Services Corp. formerSep 5, 2012 to Oct 1, 2012 · Wellington, Fl
- LPL Financial LLC BD affiliatedAug 2, 2010 to Jul 11, 2012 · Tequesta, Fl
- Pnc Wealth Management BD affiliatedNov 13, 2009 to Jul 26, 2010 · Port St. Lucie, Fl
- Natcity Investments, Inc. unclassifiedOct 18, 2007 to Nov 13, 2009 · Port St. Lucie, Fl
- Equitable Advisors, LLC national BDJul 25, 2003 to Aug 25, 2006 · Port St. Lucie, Fl
- A. G. Edwards & Sons, Inc. unclassifiedMar 27, 2000 to Oct 18, 2002 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Chase Investment Services Corp.left Jul 11, 2012, registered Sep 5, 2012 (56 days) · Other
- Pnc Wealth Management to LPL Financial LLCleft Jul 26, 2010, registered Aug 2, 2010 (7 days) · Other
- Natcity Investments, Inc. to Pnc Wealth Managementleft Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Natcity Investments, Inc.left Aug 25, 2006, registered Oct 18, 2007 (419 days) · Other
- A. G. Edwards & Sons, Inc. to Equitable Advisors, LLCleft Oct 18, 2002, registered Jul 25, 2003 (280 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address