RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• C• B•••••••••
- C• W••••• M••••••••• L•• independent RIA currentsince Apr 30, 2013 · Schaumburg, Il
- J•• C•••••• A•••••••• L•• formerAug 28, 2009 to Nov 30, 2012 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 5, 2005 to Jul 28, 2009 · Fort Lauderdale, Fl
- J•• C•••••• A•••••••• L•• to C• W••••• M••••••••• L••left Nov 30, 2012, registered Apr 30, 2013 (151 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J•• C•••••• A•••••••• L••left Jul 28, 2009, registered Aug 28, 2009 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address