DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
De Forest Johnson
Feed of 09/14/2026
Also filed as De Forest Johnson
At current firm
0 y
since Aug 6, 2026
In the industry
38 y
since Apr 29, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Aug 6, 2026 · Wilmington, De
- Ameriprise Financial Services, LLC national BDMar 28, 2013 to Aug 11, 2026 · Wilmington, De
- Morgan Stanley wirehouseJun 1, 2009 to Apr 12, 2013 · Greenville, De
- Citigroup Global Markets Inc. BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Greenville, De
- Legg Mason Wood Walker, Incorporated unclassifiedAug 10, 2005 to Feb 21, 2006 · Greenville, De
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Janney Montgomery Scott LLCleft Aug 11, 2026, registered Aug 6, 2026 (-5 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley to Ameriprise Financial Services, LLCleft Apr 12, 2013, registered Mar 28, 2013 (-15 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
- De Forest Johnson left Ameriprise Financial Services, Llc for Janney Montgomery Scott Llc (registered 2026-08-06)Aug 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address