K•••••• A•••• M•••••

• T••••••• I••••••••• M••••••••• I••• BD affiliated current
  since Dec 5, 2013 · Minneapolis, Mn
• W•••• F•••• A••••••• wirehouse
  Nov 2, 2011 to Aug 8, 2012 · St. Louis, Mo
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Oct 27, 2011 · St. Louis, Mo
• W•••• F•••• I••••••••• L•• unclassified
  Dec 9, 2010 to Jan 3, 2011 · Minneapolis, Mn

• W•••• F•••• A••••••• to T••••••• I••••••••• M••••••••• I•••
  left Aug 8, 2012, registered Dec 5, 2013 (484 days) · Other
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address