DFX Intelligence
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Registered advisor
J••• V•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J••• V••••••••• V••••••••• V••••••••• V•••••••
At current firm
8 y
since Apr 18, 2018
In the industry
30 y
since Dec 21, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Apr 18, 2018 · Overland Park, Ks
- S•••••••• I••••••••• M••••••••• formerMar 20, 2014 to Mar 7, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 21, 2010 to Jan 3, 2014 · Boca Raton, Fl
- T• A••••••••• I••• formerSep 1, 2010 to Jan 3, 2014 · Boca Raton, Fl
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 18, 2009 · Delray Beach, Fl
- N•••••• I••••••••• I••• unclassifiedJun 19, 2008 to Nov 13, 2009 · Delray Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• I••••••••• M••••••••• to C••••••• P•••••••left Mar 7, 2018, registered Apr 18, 2018 (42 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Jan 3, 2014, registered Mar 20, 2014 (76 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 3, 2014, registered Sep 21, 2010 (-1200 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to T• A••••••••• I•••left Dec 18, 2009, registered Sep 1, 2010 (257 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address