DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clifton Willoughby Hume
Feed of 09/14/2026
Also filed as Clifton Willoughby Douglas
At current firm
2 y
since Oct 18, 2023
In the industry
27 y
since Dec 18, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Eastsound Capital Advisors, LLC independent RIA currentsince Oct 18, 2023 · Lakewood, Co
- Sowell Management independent RIAJan 6, 2017 to Oct 31, 2023 · Greeley, Co
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 17, 2015 to May 3, 2016 · Greeley, Co
- First National Capital Markets, Inc. formerJun 2, 2014 to Jun 18, 2015 · Fort Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- Sowell Management to Eastsound Capital Advisors, LLCleft Oct 31, 2023, registered Oct 18, 2023 (-13 days) · RIA to RIA
- Raymond James Financial Services Advisors, Inc to Sowell Managementleft May 3, 2016, registered Jan 6, 2017 (248 days) · Other
- First National Capital Markets, Inc. to Raymond James Financial Services Advisors, Incleft Jun 18, 2015, registered Jun 17, 2015 (-1 days) · Other · moved with a team
Signals
- Clifton Willoughby Hume left Sowell Management for Eastsound Capital Advisors, Llc (registered 2023-10-18)Oct 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address