DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J••• B••••

S•••••••• S•••••••••BD affiliatedConshohocken, Pa dual registrantIAPD 2595709

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Joseph J Braut

At current firm

1 y

since Feb 25, 2025

In the industry

30 y

since Jun 3, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• S••••••••• BD affiliated current
since Feb 25, 2025 · Pottstown, Pa
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Mar 6, 2025 · Warrington, Pa
P•••• S••••••••• L•• no RAUM
Aug 17, 2021 to Nov 14, 2024 · Warrington, Pa
C••••••• S••••••••• I••• BD affiliated
Aug 30, 2018 to Aug 9, 2021 · Philadelphia, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 5, 2010 to Aug 31, 2018 · Pennington, Nj
C•••••• G•••• • C• I•• former
Mar 2, 2010 to Oct 21, 2010 · Syracuse, Ny
C••••••••• A•••••••• I•• former
Jan 12, 2009 to Mar 2, 2010 · Doylestown, Pa
I••••• F•••••••• C••••••••• former
May 12, 2008 to Sep 30, 2008 · Philadelphia, Pa
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Jun 4, 2007 to Sep 14, 2007 · Lansdale, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to S•••••••• S•••••••••
left Mar 6, 2025, registered Feb 25, 2025 (-9 days) · Other
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to P•••• S••••••••• L••
left Aug 9, 2021, registered Aug 17, 2021 (8 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Aug 31, 2018, registered Aug 30, 2018 (-1 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• G•••• • C• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 21, 2010, registered Nov 5, 2010 (15 days) · Other
C••••••••• A•••••••• I•• to C•••••• G•••• • C• I••
left Mar 2, 2010, registered Mar 2, 2010 (0 days) · Other
I••••• F•••••••• C••••••••• to C••••••••• A•••••••• I••
left Sep 30, 2008, registered Jan 12, 2009 (104 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••••• F•••••••• C•••••••••
left Sep 14, 2007, registered May 12, 2008 (241 days) · Other

Signals

J••••• J••• B•••• left L•• E••••••••• L•• for S•••••••• S••••••••• (registered 2025-02-25)
Mar 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address