DFX Intelligence
RIA Intelligence
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Registered advisor
P••• B•••• F•••••
Feed of 09/14/2026
Also filed as B•••• F•••••
At current firm
0 y
since Jan 1, 2026
In the industry
31 y
since Apr 25, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• P•••••••• L•• independent RIA currentsince Jan 1, 2026 · Memphis, Tn
- R••••• L•• independent RIA currentsince Jan 1, 2026 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jun 5, 2013 · Memphis, Tn
- M••••• K••••• • C••••••• L•• formerJan 16, 2004 to Feb 13, 2013 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R••••••••• P•••••••• L••left Jun 5, 2013, registered Jan 1, 2026 (4593 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address