RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J• H•••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Dec 5, 2025 · South Burlington, Vt
- W•••• F•••• A••••••• wirehouseOct 21, 2016 to Dec 17, 2025 · Williston, Vt
- W•••• F•••• A••••••• wirehouseDec 31, 2001 to Oct 21, 2016 · Burlington, Vt
- W•••• F•••• A••••••• to P••••••• F•••••••• S•••••••• I•••left Dec 17, 2025, registered Dec 5, 2025 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 21, 2016, registered Oct 21, 2016 (0 days) · channel change inside one enterprise, not a move
- J••• J• H••• left W•••• F•••• A••••••• for P••••••• F•••••••• S•••••••• I••• (registered 2025-12-05)Dec 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address