DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Craig Spears

MarinerBD affiliatedBentonville, Ar IA-onlyIAPD 2599969

Feed of 09/14/2026

Also filed as Rob Spears

At current firm

2 y

since Jul 16, 2024

In the industry

31 y

since May 18, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Jul 16, 2024 · Fayetteville, Ar
Cetera Investment Advisers LLC BD affiliated
Feb 7, 2024 to Jul 8, 2024 · Fayetteville, Ar
Arvest Wealth Management independent RIA
Jul 6, 2018 to Dec 4, 2023 · Ft Smith, Ar
Advice And Planning Services BD affiliated
Nov 12, 2013 to Jun 14, 2018 · Lawrence, Ks
Arvest Wealth Management independent RIA
Nov 3, 2006 to Jan 19, 2012 · Bentonville, Ar
Banc Of America Investment Services, Inc. unclassified
Dec 9, 2002 to Aug 18, 2006 · Wichita, Ks

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Mariner
left Jul 8, 2024, registered Jul 16, 2024 (8 days) · Affiliated broker-dealer or bank to another
Arvest Wealth Management to Cetera Investment Advisers LLC
left Dec 4, 2023, registered Feb 7, 2024 (65 days) · RIA to affiliated broker-dealer or bank
Advice And Planning Services to Arvest Wealth Management
left Jun 14, 2018, registered Jul 6, 2018 (22 days) · Affiliated broker-dealer or bank to another
Arvest Wealth Management to Advice And Planning Services
left Jan 19, 2012, registered Nov 12, 2013 (663 days) · Other
Banc Of America Investment Services, Inc. to Arvest Wealth Management
left Aug 18, 2006, registered Nov 3, 2006 (77 days) · Other

Signals

Robert Craig Spears left Cetera Investment Advisers Llc for Mariner (registered 2024-07-16)
Jul 8, 2024 · Advisor changed firm · fact
Robert Craig Spears left Arvest Wealth Management for Cetera Investment Advisers Llc (registered 2024-02-07)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address