RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H•••••• U••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 4, 2025 · Hagerstown, Md
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 27, 2022 to Apr 23, 2025 · Hagerstown, Md
- B• R•••• W••••• M••••••••• formerMay 11, 2018 to Dec 31, 2022 · Hagerstown, Md
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 1, 2016 to May 14, 2018 · Chambersburg, Pa
- C••••••••• F•••••••• N•••••• national BDSep 10, 2010 to Nov 28, 2016 · Hagerstown, Md
- R•• C•••••• M••••••• L•• national BDMar 13, 2009 to Sep 22, 2010 · Hagerstown, Md
- F•••••• B•••• W••••• L•• unclassifiedDec 9, 2005 to Mar 13, 2009 · Hagerstown, Md
- B• R•••• W••••• A•••••••• I••• to L•• F•••••••• L••left Apr 23, 2025, registered Apr 4, 2025 (-19 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 27, 2022 (-126 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to B• R•••• W••••• M•••••••••left May 14, 2018, registered May 11, 2018 (-3 days) · Other
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Nov 28, 2016, registered Nov 1, 2016 (-27 days) · Other
- R•• C•••••• M••••••• L•• to C••••••••• F•••••••• N••••••left Sep 22, 2010, registered Sep 10, 2010 (-12 days) · Affiliated broker-dealer or bank to another
- F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
- J••• H•••••• U•••• left B• R•••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-04-04)Apr 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address