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Registered advisor
R•••••• N••• C••••••••
Feed of 09/14/2026
Also filed as R•••••• N C••••••••
At current firm
14 y
since Jan 6, 2012
In the industry
31 y
since May 9, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• R••••••••• P••••••• institutional currentsince Jan 6, 2012 · College Park, Ga
- E•••••••• A•••••••• L•• national BDNov 21, 2008 to Dec 2, 2008 · Atlanta, Ga
- C•••••••• R••••••••• P••••••• institutionalNov 19, 2008 to Dec 31, 2011 · College Park, Ga
- U•• F•••••••• S••••••• I••• wirehouseSep 13, 2005 to Jul 24, 2006 · Daytona Beach, Fl
- W•••• F•••• A••••••• wirehouseOct 3, 2003 to Sep 1, 2005 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 31, 2003 to Oct 10, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• R••••••••• P••••••• to E•••••••• A•••••••• L••left Dec 31, 2011, registered Nov 21, 2008 (-1135 days) · Other
- E•••••••• A•••••••• L•• to C•••••••• R••••••••• P•••••••left Dec 2, 2008, registered Jan 6, 2012 (1130 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• R••••••••• P•••••••left Jul 24, 2006, registered Nov 19, 2008 (849 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Sep 1, 2005, registered Sep 13, 2005 (12 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Oct 10, 2003, registered Oct 3, 2003 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address