DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• R••••••••• P•••••••
Legal name C•••••••• W••••• A•••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Apr 19, 2022 · 10 filings
SEC status approved since May 20, 2022
RAUM
$237M
reported, Item 5.F
Discretionary
3.9%
of RAUM
Private clients
5.0%
$11.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$237M as of Mar 3, 2026
Mar 23, 2023$143M then
HNW client RAUM$9.9M as of Mar 3, 2026
Mar 23, 2023$3.6M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Mar 23, 20232 then
Employees (5.A)2 as of Mar 3, 2026
Mar 23, 20232 then
Private funds: no history
RAUM +12% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 3.9%derivedof RAUM
- Institutional
- 95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$225M95%
- High-net-worth individuals$9.9M4.2%
- Individuals$1.9M0.8%
- Individual clients
- 6reported
- HNW clients
- n/areported
- Pension plan clients
- 18reported
- Charitable clients
- 0reported
- Accounts
- 51reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.05 fund_share=0.0 institutional_share=0.95 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A•••• N•••• | College Park, Ga | Jan 6, 2012 | 33 y | 3 |
| R•••••• N••• C•••••••• | College Park, Ga | Jan 6, 2012 | 31 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• N••• C•••••••• to E•••••••• A•••••••• L••Dec 31, 2011 · Other
Joined, latest
- R•••••• N••• C•••••••• from E•••••••• A•••••••• L••Jan 6, 2012 · Other
- R••••• A•••• N•••• from E•••••••• A•••••••• L••May 6, 2009 · Other
- R•••••• N••• C•••••••• from U•• F•••••••• S••••••• I•••Nov 19, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••••• N••• · Chief Compliance Officercontrolsince 10/2008 · owns 50% to 75%
- N••••• R•••••• A•••• · Managing Membercontrolsince 01/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| College Park, Ga | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 33 to 51Jan 22, 2025 to Feb 26, 2026
- HNW clients · 7.0 to unsetJan 22, 2025 to Feb 26, 2026
- Individual clients · 7 to 6Jan 22, 2025 to Feb 26, 2026
- Pension plan clients · 19 to 18Jan 22, 2025 to Feb 26, 2026
- Discretionary RAUM · $10.8M to $9.3MJan 22, 2025 to Feb 26, 2026
- HNW RAUM · $10.1M to $9.9MJan 22, 2025 to Feb 26, 2026
- Individual RAUM · $688,216 to $1.9MJan 22, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $200M to $228MJan 22, 2025 to Feb 26, 2026
- Pension RAUM · $200M to $225MJan 22, 2025 to Feb 26, 2026
- RAUM · $211M to $237MJan 22, 2025 to Feb 26, 2026
- Accounts · 30 to 33Mar 1, 2024 to Jan 22, 2025
- HNW clients · 3 to 7Mar 1, 2024 to Jan 22, 2025
- Individual clients · 11 to 7Mar 1, 2024 to Jan 22, 2025
- Pension plan clients · 18 to 19Mar 1, 2024 to Jan 22, 2025
- Financial planning clients · 1-10 to 1-10Mar 1, 2024 to Jan 22, 2025
- HQ city · unset to Mar 1, 2024 to Jan 22, 2025
- HQ state · unset to Mar 1, 2024 to Jan 22, 2025
- Discretionary RAUM · $4.4M to $10.8MMar 1, 2024 to Jan 22, 2025
- HNW RAUM · $3.8M to $10.1MMar 1, 2024 to Jan 22, 2025
- Individual RAUM · $2.6M to $688,216Mar 1, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $167M to $200MMar 1, 2024 to Jan 22, 2025
- Pension RAUM · $165M to $200MMar 1, 2024 to Jan 22, 2025
- RAUM · $171M to $211MMar 1, 2024 to Jan 22, 2025
- Accounts · 37 to 30May 9, 2023 to Mar 1, 2024
- Charity clients · unset to 0.0May 9, 2023 to Mar 1, 2024
- Corporate clients · unset to 0.0May 9, 2023 to Mar 1, 2024
- HNW clients · 4 to 3May 9, 2023 to Mar 1, 2024
- Individual clients · 15 to 11May 9, 2023 to Mar 1, 2024
- Pooled vehicle clients · unset to 0.0May 9, 2023 to Mar 1, 2024
- Discretionary RAUM · $6.3M to $4.4MMay 9, 2023 to Mar 1, 2024
- HNW RAUM · $3.6M to $3.8MMay 9, 2023 to Mar 1, 2024
- Individual RAUM · $2.7M to $2.6MMay 9, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $137M to $167MMay 9, 2023 to Mar 1, 2024
- Pension RAUM · $137M to $165MMay 9, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · unset to 0.0May 9, 2023 to Mar 1, 2024
- RAUM · $143M to $171MMay 9, 2023 to Mar 1, 2024
- Accounts · 40 to 37Apr 26, 2022 to Mar 23, 2023
- HNW clients · 10 to 4Apr 26, 2022 to Mar 23, 2023
- Individual clients · 10 to 15Apr 26, 2022 to Mar 23, 2023
- Pension plan clients · 20 to 18Apr 26, 2022 to Mar 23, 2023
Signals
1 dated events
- C•••••••• R••••••••• P••••••• filed its initial SEC registration (Form ADV)Apr 19, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C••••••••RETIREMENTPARTNERS.ORGreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 404-594-4015reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026