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Registered advisor

J••• M• F•••

J••• M••••• S••••••••• L••wirehouseWhite Plains, Nydual registrantIAPD 2611053

Feed of 09/14/2026

Also filed as John M Ford

At current firm

1 y

since Feb 26, 2025

In the industry

30 y

since Dec 28, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 26, 2025 · White Plains, Ny
C•••••• S••••• • C••• I••• national BD
Apr 12, 2022 to Oct 3, 2024 · Stamford, Ct
T• A••••••••• I••• former
Dec 14, 2021 to Oct 14, 2022 · Stamford, Ct
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 14, 2021 to Sep 7, 2023 · Stamford, Ct
P•••• S••••••••• L•• no RAUM
Sep 29, 2021 to Oct 27, 2021 · Melville, Ny
C•••••• S••••• • C••• I••• national BD
Oct 17, 2006 to Jul 28, 2015 · New York City, Ny
S•••••••• A••••••• L•• national BD
Jul 20, 2005 to Aug 16, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Oct 3, 2024, registered Feb 26, 2025 (146 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Apr 12, 2022 (-513 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Dec 14, 2021 (-304 days) · corporate re-registration, not a move
P•••• S••••••••• L•• to T• A••••••••• I•••
left Oct 27, 2021, registered Dec 14, 2021 (48 days) · Other
C•••••• S••••• • C••• I••• to P•••• S••••••••• L••
left Jul 28, 2015, registered Sep 29, 2021 (2255 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Aug 16, 2006, registered Oct 17, 2006 (62 days) · Affiliated broker-dealer or bank to another

Signals

J••• M• F••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2025-02-26)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address