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Registered advisor
G••• A•••••• K••••
Feed of 09/15/2026
Also filed as G••• A K••••
At current firm
10 y
since Jan 5, 2016
In the industry
25 y
since Oct 10, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 5, 2016 · Brookville, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedMay 6, 2013 to Jan 5, 2016 · Dayton, Oh
- P•• W••••• M••••••••• BD affiliatedMay 11, 2011 to Mar 1, 2013 · Centerville, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedJan 27, 2009 to May 6, 2011 · Oakwood, Oh
- U••• B•••••• I••••••••• I••• formerSep 12, 2005 to Jan 2, 2009 · Beavercreek, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to L•• F•••••••• L••left Jan 5, 2016, registered Jan 5, 2016 (0 days) · Other
- P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••left Mar 1, 2013, registered May 6, 2013 (66 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left May 6, 2011, registered May 11, 2011 (5 days) · Other
- U••• B•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Jan 2, 2009, registered Jan 27, 2009 (25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address