D••••• K•••••• T•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Jan 27, 2023 · Florence, Al
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Jan 31, 2023 · Decatur, Al
• M••••• K••••• • C••••••• L•• former
  Feb 19, 2009 to Feb 13, 2013 · Florence, Al
• W•••• F•••• A••••••• wirehouse
  May 5, 2005 to Mar 2, 2009 · Winfield, Al

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 31, 2023, registered Jan 27, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
  left Mar 2, 2009, registered Feb 19, 2009 (-11 days) · Other

• D••••• K•••••• T••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-27)
  Jan 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address