RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••• J••••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Jun 19, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jun 23, 2025 · Bloomington, In
- A• G• E•••••• • S•••• I••• unclassifiedSep 21, 2005 to Jan 1, 2008 · Bloomington, In
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Jun 23, 2025, registered Jun 19, 2025 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- R•••••• A••• J•••• left W•••• F•••• A••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2025-06-19)Jun 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address