RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• G•••• G••••••
- G••••••• A•••••••• L•• independent RIA currentsince Sep 22, 2022 · Arden Hills, Mn
- G•••••• I••••••••• S••••••• unclassifiedMay 21, 2019 to Jul 1, 2022 · Las Vegas, Nv
- G••••••• A•••••••• L•• independent RIADec 6, 2016 to Oct 16, 2018 · Las Vegas, Nv
- B••••••••• C•••••• M••••••••• L•• independent RIAJun 25, 2007 to Dec 5, 2016 · Las Vegas, Nv
- G•••••• I••••••••• S••••••• to G••••••• A•••••••• L••left Jul 1, 2022, registered Sep 22, 2022 (83 days) · Other
- G••••••• A•••••••• L•• to G•••••• I••••••••• S•••••••left Oct 16, 2018, registered May 21, 2019 (217 days) · Other
- B••••••••• C•••••• M••••••••• L•• to G••••••• A•••••••• L••left Dec 5, 2016, registered Dec 6, 2016 (1 days) · Other
- G•••••• G•••• G•••••• left G•••••• I••••••••• S••••••• for G••••••• A•••••••• L•• (registered 2022-09-22)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address