DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Burton Rowoldt

Sb Advisory, LLCindependent RIAAtlanta, Ga dual registrantIAPD 2616896

Feed of 09/15/2026

Also filed as John Burton Rowoldt

At current firm

1 y

since Apr 16, 2025

In the industry

25 y

since Apr 25, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sb Advisory, LLC independent RIA current
since May 14, 2025 · Chicago, Il
San Blas Advisory, Inc. independent RIA current
since Apr 16, 2025 · Atlanta, Ga
Voya Financial Advisors, Inc. BD affiliated
Sep 28, 2023 to Apr 15, 2025 · Windsor, Ct
U.S. Bancorp Investments, Inc. former
Jan 22, 2019 to Oct 1, 2021 · Geneva, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 3, 2018 to Jan 18, 2019 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Voya Financial Advisors, Inc. to San Blas Advisory, Inc.
left Apr 15, 2025, registered Apr 16, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
U.S. Bancorp Investments, Inc. to Voya Financial Advisors, Inc.
left Oct 1, 2021, registered Sep 28, 2023 (727 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Investments, Inc.
left Jan 18, 2019, registered Jan 22, 2019 (4 days) · Wirehouse to affiliated broker-dealer or bank

Signals

John Burton Rowoldt left Voya Financial Advisors, Inc. for San Blas Advisory, Inc. (registered 2025-04-16)
Apr 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address