DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• R••••••

A••••••••• F•••••••• S•••••••• L••national BDWheeling, Wvdual registrantIAPD 2618068

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tim Art Roberts

At current firm

0 y

since Jul 13, 2026

In the industry

31 y

since May 17, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jul 13, 2026 · Wheeling, Wv
I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated
Jun 12, 2025 to Jul 8, 2026 · Orlando, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to May 8, 2025 · Wheeling, Wv
C••••• A•••••• N••••••• L•• former
May 20, 2021 to Jun 29, 2023 · Wheeling, Wv
S••••• F•••••••• G•••• I•• former
Aug 9, 2005 to May 20, 2021 · Wheeling, Wv
J••••• M••••••••• S•••• L•• BD affiliated
Jun 25, 2005 to Aug 12, 2005 · Wheeling, Wv
P••••••••• I••••••••• unclassified
Jun 21, 2005 to Jun 25, 2005 · Wheeling, Wv

Moves

a registration end followed by a registration begin elsewhere

I••••••••• A••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jul 8, 2026, registered Jul 13, 2026 (5 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••
left May 8, 2025, registered Jun 12, 2025 (35 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
J••••• M••••••••• S•••• L•• to S••••• F•••••••• G•••• I••
left Aug 12, 2005, registered Aug 9, 2005 (-3 days) · Other
P••••••••• I••••••••• to J••••• M••••••••• S•••• L••
left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move

Signals

T•••••• R•••••• left I••••••••• A••••• I••••••••• M••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-07-13)
Jul 8, 2026 · a•••••• firm change · fact
T•••••• R•••••• left C••••• I••••••••• A••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2025-06-12)
May 8, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address