DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ruben Gonzalez
Feed of 09/14/2026
At current firm
11 y
since Sep 30, 2014
In the industry
30 y
since Oct 11, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Sep 30, 2014 · Ontario, Ca
- Calton & Associates, Inc. independent RIAMar 4, 2014 to Sep 23, 2014 · Ontario, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Dec 5, 2013 · Fontana, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to Oct 1, 2012 · Rialto, Ca
- Wamu Investments, Inc. unclassifiedNov 8, 2007 to May 2, 2009 · Mira Loma, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 30, 2007 to Nov 12, 2007 · Fountain Valley, Ca
Moves
a registration end followed by a registration begin elsewhere
- Calton & Associates, Inc. to Transamerica Retirement Advisors, LLCleft Sep 23, 2014, registered Sep 30, 2014 (7 days) · Other
- J.P. Morgan Securities LLC to Calton & Associates, Inc.left Dec 5, 2013, registered Mar 4, 2014 (89 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Wamu Investments, Inc.left Nov 12, 2007, registered Nov 8, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address