RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• C•••••• Z•••
- F•••••••• P••• state registered currentsince Jul 7, 2025 · Agoura Hills, Ca
- S•••••••• F••••••••• I••• formerDec 18, 2013 to Mar 10, 2022 · Newbury Park, Ca
- E•••••• F•••••••• S•••••••• L•• formerJan 14, 2013 to Oct 16, 2013 · Woodland Hills, Ca
- C•••••• S••••• • C••• I••• national BDNov 10, 2009 to Jan 10, 2013 · Encino, Ca
- L•• F•••••••• L•• BD affiliatedSep 25, 2008 to Nov 2, 2009 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 20, 2006 to Oct 2, 2008 · Los Angeles, Ca
- S•••••••• A••••••• L•• national BDNov 7, 2001 to Jun 28, 2006 · Los Angeles, Ca
- S•••••••• F••••••••• I••• to F•••••••• P•••left Mar 10, 2022, registered Jul 7, 2025 (1215 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E•••••• F•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••left Oct 16, 2013, registered Dec 18, 2013 (63 days) · Other
- C•••••• S••••• • C••• I••• to E•••••• F•••••••• S•••••••• L••left Jan 10, 2013, registered Jan 14, 2013 (4 days) · Other
- L•• F•••••••• L•• to C•••••• S••••• • C••• I•••left Nov 2, 2009, registered Nov 10, 2009 (8 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Oct 2, 2008, registered Sep 25, 2008 (-7 days) · Other
- S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Jun 28, 2006, registered Jun 20, 2006 (-8 days) · Other
- I•• C•••••• Z••• left S•••••••• F••••••••• I••• for F•••••••• P••• (registered 2025-07-07)Mar 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address