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Registered advisor
J•• M•••••
Feed of 09/14/2026
Also filed as J•• M•••••
At current firm
8 y
since May 7, 2018
In the industry
28 y
since Apr 16, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 7, 2018 · Sarasota, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 30, 2011 to May 15, 2018 · Sarasota, Fl
- N•• A•••••• S•••••••• L•• formerOct 20, 2008 to Jun 23, 2011 · Sarasota, Fl
- N••• F•••••••• G••••• I••• formerAug 28, 2007 to Oct 13, 2008 · Venice, Fl
- O•••• F•• I••• formerMay 4, 2007 to Aug 24, 2007 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 15, 2018, registered May 7, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- N•• A•••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 23, 2011, registered Jun 30, 2011 (7 days) · Other
- N••• F•••••••• G••••• I••• to N•• A•••••• S•••••••• L••left Oct 13, 2008, registered Oct 20, 2008 (7 days) · Other
- O•••• F•• I••• to N••• F•••••••• G••••• I•••left Aug 24, 2007, registered Aug 28, 2007 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address