DFX Intelligence
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Team lift-out
9 advisors left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryce Holloway Alley | Tampa, Fl | May 8, 2018 | Apr 30, 2018 |
| Corey Atterbury Steadman | Tampa, Fl | May 8, 2018 | Apr 30, 2018 |
| Jeffrey Philip Zurek | Tampa, Fl | May 8, 2018 | Apr 30, 2018 |
| Blake Michael Caldwell | Sarasota, Fl | May 15, 2018 | May 7, 2018 |
| Dean Douglas Dancer | Sarasota, Fl | May 15, 2018 | May 7, 2018 |
| Joe Malave | Sarasota, Fl | May 15, 2018 | May 7, 2018 |
| Pamela Ruth Miller | Sarasota, Fl | May 15, 2018 | May 15, 2018 |
| Steven Lee Grossman | Sarasota, Fl | May 15, 2018 | May 15, 2018 |
| Thomas Joseph Goelz | Sarasota, Fl | May 15, 2018 | May 7, 2018 |
The rule
- Registrations ended
- May 8, 2018 to May 15, 2018
- Registered next
- Apr 30, 2018 to May 15, 2018
- Branch state
- FL
- Cities
- 2, most in Sarasota, Fl
- Registered there that day
- 7,720 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.