RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• B••••
- A••••••• F•••••••• A••••••• I•• independent RIA currentsince Sep 22, 1995 · Winter Park, Fl
- F••••••• S••••••••• I••• formerJul 6, 2009 to Mar 5, 2013 · Orlando, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 6, 2007 to Jun 30, 2009 · Orlando, Fl
- F••••••• S••••••••• I••• to no registered destinationleft Mar 5, 2013 · Departure, no registered destination
- V••• F•••••••• A•••••••• I••• to F••••••• S••••••••• I•••left Jun 30, 2009, registered Jul 6, 2009 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address