DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••••• R• H••••

M••••• S••••••wirehouseColumbus, Ohdual registrantIAPD 2625566

Feed of 09/14/2026

Also filed as J•••••• Robert H••••

At current firm

1 y

since Jan 14, 2025

In the industry

31 y

since Jul 21, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jan 14, 2025 · Columbus, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
May 24, 2018 to Aug 2, 2024 · Columbus, Oh
M••••• S•••••• wirehouse
Apr 19, 2016 to May 7, 2018 · Columbus, Oh
N•••••••• B••••• B• L•• no RAUM
May 21, 2014 to Dec 4, 2015 · Galena, Oh
M•••••• • N••••• A•••••••• L•• mixed wealth
Dec 11, 2003 to Nov 2, 2004 · Dublin, Oh

Moves

a registration end followed by a registration begin elsewhere

N••••••••• I••••••••• A•••••••• L•• to M••••• S••••••
left Aug 2, 2024, registered Jan 14, 2025 (165 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to N••••••••• I••••••••• A•••••••• L••
left May 7, 2018, registered May 24, 2018 (17 days) · Wirehouse to affiliated broker-dealer or bank
N•••••••• B••••• B• L•• to M••••• S••••••
left Dec 4, 2015, registered Apr 19, 2016 (137 days) · Other
M•••••• • N••••• A•••••••• L•• to N•••••••• B••••• B• L••
left Nov 2, 2004, registered May 21, 2014 (3487 days) · Other

Signals

J•••••• R• H•••• left N••••••••• I••••••••• A•••••••• L•• for M••••• S•••••• (registered 2025-01-14)
Aug 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address