RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M••••• R••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · M•••••Town, Nj
- M•••••• A•••••• N•••••• BD affiliatedNov 2, 2021 to Jun 26, 2026 · Tulsa, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Nov 2, 2021 · Tulsa, Ok
- V••• F•••••••• P•••••••• L•• formerAug 2, 2000 to Jan 3, 2011 · Tulsa, Ok
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to M•••••• A•••••• N••••••left Nov 2, 2021, registered Nov 2, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address