C••• S•••••••

• I••••••••• F•••••••• P••••••• BD affiliated current
  since Mar 27, 2019 · Deerfield Beach, Fl
• L•• F•••••••• L•• BD affiliated
  Dec 12, 2005 to Apr 22, 2019 · Coral Gables, Fl
• W•••• F•••• A••••••• wirehouse
  Apr 27, 2005 to Dec 12, 2005 · Hollywood, Fl
• S••••••••• S••••••••• L•• unclassified
  Mar 19, 1999 to Dec 2, 2004 · Ft. Lauderdale, Fl

• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Apr 22, 2019, registered Mar 27, 2019 (-26 days) · RIA to affiliated broker-dealer or bank · moved with a team
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Dec 12, 2005, registered Dec 12, 2005 (0 days) · Other
• S••••••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Dec 2, 2004, registered Apr 27, 2005 (146 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address