DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradford D. Cook
Feed of 09/14/2026
Also filed as Brad Cook
At current firm
1 y
since Mar 31, 2025
In the industry
30 y
since Aug 2, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Las Vegas, Nv
- Fidelity Personal And Workplace Advisors formerNov 12, 2021 to Mar 31, 2025 · Salt Lake City, Ut
- Waddell & Reed formerDec 3, 2020 to Jul 21, 2021 · Las Vegas, Nv
- Advice And Planning Services BD affiliatedJan 8, 2018 to Nov 13, 2020 · Sherman Oaks, Ca
- Global Financial Private Capital, Inc. formerDec 2, 2016 to May 5, 2017 · Huntington Beach, Ca
- Easterly Funds LLC formerSep 22, 2016 to Oct 25, 2017 · Huntington Beach, Ca
- Equitable Advisors, LLC national BDMay 11, 2009 to Mar 3, 2010 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Waddell & Reed to Fidelity Personal And Workplace Advisorsleft Jul 21, 2021, registered Nov 12, 2021 (114 days) · Affiliated broker-dealer or bank to another
- Advice And Planning Services to Waddell & Reedleft Nov 13, 2020, registered Dec 3, 2020 (20 days) · Affiliated broker-dealer or bank to another
- Easterly Funds LLC to Global Financial Private Capital, Inc.left Oct 25, 2017, registered Dec 2, 2016 (-327 days) · Other
- Global Financial Private Capital, Inc. to Advice And Planning Servicesleft May 5, 2017, registered Jan 8, 2018 (248 days) · Other
- Equitable Advisors, LLC to Easterly Funds LLCleft Mar 3, 2010, registered Sep 22, 2016 (2395 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address