RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••••• F•••••••
- P•••••••• M•••••• L•• independent RIA currentsince Aug 21, 2020 · Bonita Springs, Fl
- K••••• A•••••••• I••• BD affiliatedOct 17, 2007 to Aug 10, 2009 · Ft. Lauderdale, Fl
- I•••••••• I••••••••• I••• formerNov 20, 2006 to Jun 18, 2007 · Boca Raton, Fl
- E•••••••• A•••••••• L•• national BDMay 6, 1998 to Nov 6, 2002 · Ft Lauderdale, Fl
- K••••• A•••••••• I••• to P•••••••• M•••••• L••left Aug 10, 2009, registered Aug 21, 2020 (4029 days) · Other
- I•••••••• I••••••••• I••• to K••••• A•••••••• I•••left Jun 18, 2007, registered Oct 17, 2007 (121 days) · Other
- E•••••••• A•••••••• L•• to I•••••••• I••••••••• I•••left Nov 6, 2002, registered Nov 20, 2006 (1475 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address