DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leigh Ann Jeter Stanford
Feed of 09/14/2026
Also filed as Leigh Ann Jeter
At current firm
4 y
since Dec 2, 2021
In the industry
31 y
since Aug 24, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Dec 2, 2021 · Carmel, Ca
- Golden State Wealth Management, LLC independent RIASep 29, 2020 to Nov 22, 2021 · Salinas, Ca
- Hilltop Securities Inc. BD affiliatedApr 24, 2018 to Sep 25, 2020 · Monterey, Ca
- Charles Schwab & Co., Inc. national BDNov 25, 2015 to Apr 16, 2018 · Carmel, Ca
- Hayashi & Wayland Investment Services, LLC unclassifiedJul 8, 2013 to Oct 16, 2015 · Salinas, Ca
- Foothill Securities, Inc. formerFeb 27, 2012 to Nov 5, 2015 · Salinas, Ca
- UBS Financial Services Inc. wirehouseOct 26, 2009 to May 23, 2011 · Carmel, Ca
Moves
a registration end followed by a registration begin elsewhere
- Golden State Wealth Management, LLC to Wells Fargo Advisorsleft Nov 22, 2021, registered Dec 2, 2021 (10 days) · RIA to wirehouse
- Hilltop Securities Inc. to Golden State Wealth Management, LLCleft Sep 25, 2020, registered Sep 29, 2020 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab & Co., Inc. to Hilltop Securities Inc.left Apr 16, 2018, registered Apr 24, 2018 (8 days) · Affiliated broker-dealer or bank to another
- Foothill Securities, Inc. to Hayashi & Wayland Investment Services, LLCleft Nov 5, 2015, registered Jul 8, 2013 (-850 days) · Other
- Hayashi & Wayland Investment Services, LLC to Charles Schwab & Co., Inc.left Oct 16, 2015, registered Nov 25, 2015 (40 days) · Other
- UBS Financial Services Inc. to Foothill Securities, Inc.left May 23, 2011, registered Feb 27, 2012 (280 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address