DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Jay Kalish
Feed of 09/15/2026
At current firm
14 y
since Jul 12, 2012
In the industry
31 y
since Nov 7, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jul 12, 2012 · Aventura, Fl
- Oppenheimer & Co. Inc. BD affiliatedDec 6, 2005 to Jun 15, 2012 · Boca Raton, Fl
- Smh Capital Advisors LLC institutionalMar 12, 2004 to Dec 6, 2005 · New York, Ny
- Wells Fargo Advisors wirehouseJul 1, 2003 to Oct 20, 2003 · New York, Ny
- Prudential Equity Group, LLC unclassifiedFeb 3, 2000 to Jul 1, 2003 · Ny, Ny
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Morgan Stanleyleft Jun 15, 2012, registered Jul 12, 2012 (27 days) · Other
- Smh Capital Advisors LLC to Oppenheimer & Co. Inc.left Dec 6, 2005, registered Dec 6, 2005 (0 days) · Other
- Wells Fargo Advisors to Smh Capital Advisors LLCleft Oct 20, 2003, registered Mar 12, 2004 (144 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address