DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• J• S•••••

••••••••independent RIADeerfield, Il dual registrantIAPD 2635851

Feed of 09/15/2026

Also filed as Rob Samson

At current firm

2 y

since Nov 10, 2023

In the industry

31 y

since Aug 29, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Nov 10, 2023 · Nashville, Tn
S•••••• W••••• P•••••••• L•• BD affiliated
Jul 6, 2021 to Aug 23, 2023 · Deerfield, Il
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Jun 7, 2021 · Deerfield, Il
P••••••••• E••••• G••••• L•• unclassified
Jan 4, 1998 to Jul 1, 2003 · Oakbrook Terrace, Il

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• P•••••••• L•• to ••••••••
left Aug 23, 2023, registered Nov 10, 2023 (79 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to S•••••• W••••• P•••••••• L••
left Jun 7, 2021, registered Jul 6, 2021 (29 days) · Wirehouse to affiliated broker-dealer or bank
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

R••••• J• S••••• left S•••••• W••••• P•••••••• L•• for &Partners (registered 2023-11-10)
Aug 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address