DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Jay Schipper
Feed of 09/14/2026
Also filed as Jim Schipper
At current firm
14 y
since Oct 5, 2011
In the industry
33 y
since Sep 1, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Oct 5, 2011 · Holland, Mi
- Regal Investment Advisors LLC BD affiliatedJan 7, 2011 to Apr 27, 2012 · Kentwood, Mi
- Sagepoint Financial, Inc. formerOct 11, 2007 to Nov 2, 2010 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Advisory Alpha, LLCleft Apr 27, 2012, registered Oct 5, 2011 (-205 days) · Other
- Sagepoint Financial, Inc. to Regal Investment Advisors LLCleft Nov 2, 2010, registered Jan 7, 2011 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address