DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank William Armitage
Feed of 09/15/2026
At current firm
9 y
since Jun 30, 2017
In the industry
21 y
since Nov 11, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Jun 30, 2017 · Tampa, Fl
- Invest Financial Corporation formerJun 23, 2011 to Jun 27, 2017 · Appleton, Wi
- J. W. Cole Advisors, Inc. BD affiliatedFeb 3, 2010 to May 31, 2011 · Tampa, Fl
- Osaic Fs, Inc. formerJun 17, 2008 to Apr 8, 2009 · Clearwater, Fl
- Osaic Fa, Inc. formerJun 17, 2008 to Apr 8, 2009 · Clearwater, Fl
- Raymond James Financial Services, Inc. unclassifiedJan 12, 2005 to Oct 15, 2007 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- Invest Financial Corporation to Advice And Planning Servicesleft Jun 27, 2017, registered Jun 30, 2017 (3 days) · Other
- J. W. Cole Advisors, Inc. to Invest Financial Corporationleft May 31, 2011, registered Jun 23, 2011 (23 days) · Other
- Osaic Fs, Inc. to Osaic Fa, Inc.left Apr 8, 2009, registered Jun 17, 2008 (-295 days) · Other
- Osaic Fa, Inc. to J. W. Cole Advisors, Inc.left Apr 8, 2009, registered Feb 3, 2010 (301 days) · Other
- Raymond James Financial Services, Inc. to Osaic Fs, Inc.left Oct 15, 2007, registered Jun 17, 2008 (246 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address