DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

J••••••• G••••• W•••••••

C••••••••• I••••••••• A•••••••• L••independent RIADallas, Tx IA-onlyIAPD 2640805

Feed of 09/15/2026

Also filed as Jon W•••••••

At current firm

1 y

since Jan 17, 2025

In the industry

31 y

since Aug 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• I••••••••• A•••••••• L•• independent RIA current
since Jan 17, 2025 · Dallas, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 28, 2014 to Jan 22, 2025 · Plano, Tx
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 31, 2014 · Frisco, Tx
A• G• E•••••• • S•••• I••• unclassified
Jan 22, 2004 to Jan 1, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••••••• I••••••••• A•••••••• L••
left Jan 22, 2025, registered Jan 17, 2025 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Mar 31, 2014, registered Mar 28, 2014 (-3 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

J••••••• G••••• W••••••• left A••••••••• F•••••••• S•••••••• L•• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-01-17)
Jan 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address