DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• C••••• A••••••

I• F•••••••• A••••••• S••••••• L••independent RIAGonzales, La dual registrantIAPD 2640872

Feed of 09/15/2026

Also filed as Debby A••••••

At current firm

0 y

since May 26, 2026

In the industry

31 y

since Sep 12, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I• F•••••••• A••••••• S••••••• L•• independent RIA current
since May 26, 2026 · Gonzales, La
B•••• L•• F•••••••• G••••• L•• independent RIA
Feb 4, 2025 to Feb 24, 2026 · Baton Rouge, La
C•••••••• F••••••••• I••• BD affiliated
Jul 20, 2022 to Dec 31, 2024 · Baton Rouge, La
C••• B•••••••• S•••••••• I••• former
Jan 20, 2006 to Jun 13, 2008 · Baton Rouge, Tx

Moves

a registration end followed by a registration begin elsewhere

B•••• L•• F•••••••• G••••• L•• to I• F•••••••• A••••••• S••••••• L••
left Feb 24, 2026, registered May 26, 2026 (91 days) · RIA to RIA
C•••••••• F••••••••• I••• to B•••• L•• F•••••••• G••••• L••
left Dec 31, 2024, registered Feb 4, 2025 (35 days) · Affiliated broker-dealer or bank to independent RIA
C••• B•••••••• S•••••••• I••• to C•••••••• F••••••••• I•••
left Jun 13, 2008, registered Jul 20, 2022 (5150 days) · Other

Signals

D•••••• C••••• A•••••• left B•••• L•• F•••••••• G••••• L•• for I• F•••••••• A••••••• S••••••• L•• (registered 2026-05-26)
Feb 24, 2026 · Advisor changed firm · fact
D•••••• C••••• A•••••• left C•••••••• F••••••••• I••• for B•••• L•• F•••••••• G••••• L•• (registered 2025-02-04)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address